0000903423-18-000027.txt : 20180118 0000903423-18-000027.hdr.sgml : 20180118 20180118150000 ACCESSION NUMBER: 0000903423-18-000027 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180118 DATE AS OF CHANGE: 20180118 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Athene Holding Ltd CENTRAL INDEX KEY: 0001527469 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 980628973 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-89740 FILM NUMBER: 18533838 BUSINESS ADDRESS: STREET 1: 96 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: HM08 BUSINESS PHONE: 441-279-8400 MAIL ADDRESS: STREET 1: 96 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: HM08 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Abu Dhabi Investment Authority CENTRAL INDEX KEY: 0001362558 IRS NUMBER: 000000000 STATE OF INCORPORATION: C0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 211 CORNICHE STREET 2: PO BOX 3600 CITY: ABU DHABI STATE: C0 ZIP: 0000 BUSINESS PHONE: 971 2 4154242 MAIL ADDRESS: STREET 1: P.O. BOX 3600 CITY: ABU DHABI STATE: C0 ZIP: 0000 SC 13G/A 1 adia-13g_0118.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION


Washington, D.C. 20549

 

SCHEDULE 13G/A

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

                 Athene Holding Ltd.                

(Name of Issuer)

                        Class A Common Stock, par value $0.001 per share                     

(Titles of Class of Securities)

                              G0684D107                                

(CUSIP Number)

                           January 16, 2018                            

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

Rule 13d-1(c)

☐ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. G0684D107 13G/A Page 2 of 7
1

NAME OF REPORTING PERSON

 

Abu Dhabi Investment Authority (1)

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ☐

(b) ☐

 

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION

The Emirate of Abu Dhabi, United Arab Emirates



NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

5 SOLE VOTING POWER

- 0 -
6 SHARED VOTING POWER

- 0 -
7

SOLE DISPOSITIVE POWER

28,585

8 SHARED DISPOSITIVE POWER

- 0 -
9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

28,585

 

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.015% (2)

12

TYPE OF REPORTING PERSON

OO

           

(1) Abu Dhabi Investment Authority is the actual owner of 28,585 of the shares of Class A common stock represented herein.

 

(2) Based on a total of 189,653,377 shares of Class A common stock, comprising the sum of 120,108,463 outstanding shares of Class A common stock and 69,544,914 shares of Class A common stock issuable upon conversion of shares of Class B common stock, in each case outstanding as of September 30, 2017 and as reported on the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 7, 2017. Shares of Class B common stock are convertible into shares of Class A common stock at any time at the option of the holder, with prior notice to the company, on a one-for-one basis. The percentage of beneficial ownership does not give effect to certain provisions of the Issuer’s bylaws that would limit the Reporting Persons’ voting rights.

 

 

 

CUSIP No. G0684D107 13G/A Page 3 of 7
1

NAME OF REPORTING PERSON

Procific (1)

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ☐

(b) ☐ 

 

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION

Cayman Islands, British West Indies



NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

5 SOLE VOTING POWER

- 0 -
6 SHARED VOTING POWER

- 0 -
7

SOLE DISPOSITIVE POWER

- 0 -

8 SHARED DISPOSITIVE POWER

- 0 -
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

- 0 -
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0%
12

TYPE OF REPORTING PERSON


CO

           

(1) Procific is a wholly owned subsidiary of Abu Dhabi Investment Authority. Pursuant to the rules and regulations of the Securities and Exchange Commission, Abu Dhabi Investment Authority may be deemed to be the beneficial owner of the shares of common stock directly held by Procific.

 

 

 

 

 

 

 

 

 

 

 

 


Item 1(a). Name of Issuer:

 

Athene Holding Ltd.

Item 1(b). Address of Issuer’s Principal Executive Offices:

 

96 Pitts Bay Road
Pembroke, HM08, Bermuda

Item 2(a). Name of Person Filing:

 

1.Abu Dhabi Investment Authority

 

2.Procific

 

Item 2(b). Address of Principal Business Office or, if none, Residence:

 

The principal business address of each of the Reporting Persons is as follows:

 

1.211 Corniche Street
P.O. Box 3600
Abu Dhabi, United Arab Emirates 3600

 

2.Willow House, Cricket Square
P.O. Box 709
Grand Cayman, British West Indies KY1-1107

 

Item 2(c). Citizenship:

 

1.Abu Dhabi Investment Authority (ADIA) is a public institution established by the Government of the Emirate of Abu Dhabi in 1976 as an independent investment institution. ADIA is a public institution wholly owned by the Emirate of Abu Dhabi and is subject to its supervision.

 

2.Procific is a company organized under the laws of the Cayman Islands, British West Indies.

 

Item 2(d). Titles of Classes of Securities:

 

Class A Common Stock, $0.001 par value per share

Item 2(e). CUSIP Number:

 

G0684D107

Page 4 of 7

 


Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a(n):

 

  (a) o Broker or dealer registered under Section 15 of the Exchange Act (15 U.S.C. 78o).

 

  (b) o Bank as defined in Section 3(a)(6) of the Exchange Act (15 U.S.C. 78c).

 

  (c) o Insurance company as defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c).

 

  (d) o Investment company registered under Section 8 of the Investment
Company Act of 1940 (15 U.S.C 80a-8).

 

  (e) o Investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).

 

  (f) o Employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).

 

  (g) o Parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).

 

  (h) o Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (13 U.S.C. 1813).

 

  (i) o Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3).
  (j) o Non-U.S. institution in accordance with §240. 13d-1(b)(1)(ii)(J).

 

  (k)

o Group in accordance with §240.13d-1(b)(1)(ii)(K).

 

If filing as a non-U.S. institution in accordance with §240. 13d-1(b)(1)(ii)(J), please specify the type of institution: ______________

 

Item 4.             Ownership  
  (a) Amount Beneficially Owned:
    See responses to Item 9 on each cover page.
  (b) Percent of Class:
    See responses to Item 11 on each cover page.
  (c) Number of shares as to which such person has:
    (i)

Sole power to vote or to direct the vote:

See responses to Item 5 on each cover page.

         

Page 5 of 7

 

 

    (ii)

Shared power to vote or to direct the vote:

See responses to Item 6 on each cover page.

    (iii)

Sole power to dispose or to direct the disposition of:

See responses to Item 7 on each cover page.

    (iv)

Shared power to dispose or to direct the disposition of:

See responses to Item 8 on each cover page.

 

Item 5. Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒.

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

 

Not Applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.  

 

Not Applicable.

Item 8. Identification and Classification of Members of the Group.

 

Not Applicable.

Item 9. Notice of Dissolution of Group.

 

Not Applicable.

Item 10. Certification.  

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.

Page 6 of 7

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: January 18, 2018

ABU DHABI INVESTMENT AUTHORITY

/s/ Ahmed Mohamed Ghubash Saeed AlMarri

By: Ahmed Mohamed Ghubash Saeed AlMarri

Title: Authorised Signatory

 

/s/ Mohamed Ahmed Darwish Karam AlQubaisl

By: Mohamed Ahmed Darwish Karam AlQubaisl

Title: Authorised Signatory

 

PROCIFIC

/s/ Mohamed Fahed Mohamed Abdulla AlMazrouel

By: Mohamed Fahed Mohamed Abdulla AlMazrouel

Title: Authorised Signatory

 

/s/ Humaid Bin Butti Bin Humaid Bin Bishr AlMarri

By: Humaid Bin Butti Bin Humaid Bin Bishr AlMarri

Title: Authorised Signatory

 

 

Page 7 of 7